Alibaba Group Holding Limited 187 Major Shareholders and Related Party Transactions Major Shareholders The following table sets forth information with respect to beneficial ownership of our ordinary shares as of July 15, 2022, except otherwise noted, by: • each of our directors and executive officers; • our directors and executive officers as a group; and • each person known to us to beneficially own 5% or more of our ordinary shares. Beneficial ownership is determined in accordance with the rules and regulations of the SEC and includes the power to direct the voting or the disposition of the securities or to receive the economic benefit of the ownership of the securities. In computing the number of shares beneficially owned by a person and the percentage ownership of that person, we have included Shares underlying the ADSs and Shares in CCASS held by the person. We have also included Shares that the person has the right to acquire within 60 days of this annual report, including through the vesting of RSUs and the exercise of any option. These Shares, however, are not included in the computation of the percentage ownership of any other person. The calculations of percentage ownership in the table below are based on 21,185,107,544 ordinary shares (equivalent to 2,648,138,443 ADSs) outstanding as of July 15, 2022. Beneficial Beneficial ownership ownership Name (Ordinary shares) (ADSs)(3) Percent Directors and Executive Officers: Daniel Yong ZHANG * * * Joseph C. TSAI(1) 305,526,416 38,190,802 1.4% J. Michael EVANS * * * Maggie Wei WU * * * Kabir MISRA * * * Chee Hwa TUNG * * * Walter Teh Ming KWAUK * * * Jerry YANG * * * Wan Ling MARTELLO * * * Weijian SHAN * * * Toby Hong XU * * * Judy Wenhong TONG * * * Li CHENG * * * Sara Siying YU * * * Jessie Junfang ZHENG * * * Trudy Shan DAI * * * All directors and executive officers as a group 441,562,978 55,195,372 2.1% Greater than 5% Beneficial Owners: SoftBank(2) 5,067,408,616 633,426,077 23.9%
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